Compliance officer commodities
- FicoConseils Sàrl
- Genève (Ville de Genève)
- Date de publication
COMPLIANCE OFFICER COMMODITIES
Tasks and responsibilities
·To daily monitor transactions (e.g. liaise with/and clear comments by Relationship Managers as well as make further researches) to prevent money laundering and terrorism financing
·To follow up with such correspondent bank, providing for appropriate justifications on transactions within the limits of the Swiss banking secrecy
·To screen clients’ and relevant counterparties’ names against available Compliance database and ensure customer due diligence (KYC) for submissions of requests for account openings to the Business Acceptance Committee
·To prepare memos on clients’ screening and compliance checks on existing clients
·To advise Relationship Managers on transactions issues upon their requests.
2.Policies, trainings and researches
To contribute to the monitoring on accrued risk accounts (review of templates, client screening against available Compliance database.)
Experience within compliance in Switzerland.